● Customer Onboarding: Execute robust KYC (Know Your Customer) procedures to verify and
onboard customers. Ensure all required documentation and information are collected and
reviewed in adherence to regulatory standards.
● Transaction Monitoring and Processing: Conduct thorough monitoring and analysis of
transactions to detect and investigate any potential suspicious activities or deviations from
established patterns. Escalate any identified issues to senior compliance personnel for further
review. Communicate key findings to leadership and make strategic recommendations.
● Compliance Documentation: Maintain accurate and up-to-date records of customer
onboarding documentation and transaction monitoring activities. Ensure compliance with
internal policies and regulatory guidelines.
● Collaboration: Liaise with cross-functional teams, including operations, customer service, and
Technology to address compliance-related queries, guide compliance procedures, and assist in
resolving compliance issues.
● Continuous Improvement: Contribute to the enhancement of compliance processes and
procedures. Identify areas for improvement and provide suggestions for streamlining
onboarding and monitoring processes.
● Strategic Approach: Work closely with Compliance leadership to build compliance strategic
priorities, programs, and teams and promote a culture of compliance